Privacy Policy

Last Revised: 28/05/25

At Heyalpha LLC (“Heyalpha,” “we,” “us,” or “our”), your privacy is important to us. This Privacy Policy describes how we collect, use, disclose, and safeguard your personal information when you access our website, investor portal, or other online services (collectively, the “Services”).

By using the Services, you consent to the collection and use of your information as outlined in this Policy.

1. Information We Collect

1.1 Information You Provide
We collect personal information you voluntarily provide when you:

  • Establish a relationship with us

  • Inquire about or subscribe to investment opportunities

  • Complete investor documentation

  • Contact us for support

This may include:

  • Name, email address, and phone number

  • Investment details, account credentials, and contact preferences

  • Documentation provided for compliance or suitability assessments

1.2 Information Collected Automatically
We may collect limited technical data when you use the Services, such as:

  • IP address, browser type, operating system, and access time

  • Cookie identifiers and device information

1.3 Information from Relationships
In accordance with Rule 506(b) of Regulation D, we may collect information through pre-existing business relationships or personal introductions to ensure compliance with private placement requirements.

2. Use of Information

We use your personal information to:

  • Establish and maintain investor relationships

  • Provide secure access to the Services

  • Comply with applicable laws, including securities and anti-money laundering regulations

  • Send relevant fund updates, administrative notices, or investor communications

  • Improve the quality and functionality of our Services

We process this information based on contractual necessity, legal obligations, and legitimate business interests.

3. Sharing of Information

We may share your information:

  • With legal or compliance service providers

  • With administrative vendors who support our platform (e.g., hosting, reporting tools)

  • When required by law or regulators (e.g., SEC or IRS)

  • In the event of a corporate transaction such as a merger or acquisition

We do not sell or publicly disclose your personal information to third parties for marketing purposes.

4. Data Security

We implement industry-standard physical, technical, and administrative safeguards to protect your information. However, no online system is completely secure. You are encouraged to use strong passwords and be cautious when sharing sensitive information.

5. Data Retention

We retain your information as long as necessary to:

  • Comply with legal and regulatory requirements

  • Manage investor relationships and reporting

  • Support business operations and financial recordkeeping

6. Your Rights & Choices

You may:

  • Request access to, update, or correct your personal information

  • Request deletion of your data, subject to legal retention requirements

  • Opt out of non-essential communications by clicking “unsubscribe” links or contacting us directly

7. Cookies and Analytics

We may use cookies and limited analytics tools to improve site performance and track engagement. You may control cookies through your browser settings. No identifiable investment data is tracked via cookies.

8. Aggregate and De-Identified Data

We may use anonymized or aggregated data for internal analysis, system optimization, or regulatory reporting. This information cannot be used to identify you.

9. Children’s Privacy

Our Services are intended for individuals 18 years of age or older. We do not knowingly collect personal data from minors. If such data is discovered, it will be deleted promptly.

10. International Data Transfers

If you are located outside the United States, please note that your information may be processed and stored in the U.S., where data protection laws may differ from those in your jurisdiction.

11. Changes to This Policy

We may update this Privacy Policy periodically. Updates will be posted on this page with a revised effective date. Continued use of the Services after updates constitutes acceptance of the changes.

12. Contact Us

If you have any questions about this Privacy Policy or how your data is handled, please contact: hello@heyalpha.com

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Regulations:

Heyalpha LLC serves as the Trading Technology Provider to the Fund and operates in accordance with applicable U.S. securities laws. This is a private offering conducted pursuant to Rule 506(c) of Regulation D under the Securities Act of 1933. Participation is limited to verified accredited investors, and the Manager is permitted to engage in general solicitation to market the offering.

Heyalpha LLC operates as a Strategy Provider in collaboration with Pioneer Asset Management AG (“Pioneer”), a Swiss financial services firm subject to Swiss financial regulations. Pioneer is regulated under the Swiss Financial Institutions Act (FinIA) and operates under the supervision of a self-regulatory organization (SRO) recognized by the Swiss Financial Market Supervisory Authority (FINMA). Pioneer provides investment-related services in accordance with Swiss law.

Risk:

Trading in financial instruments, including foreign exchange (forex), and other derivatives, involves substantial risk and is not suitable for all investors. Leveraged trading carries a high level of risk to your capital and may result in losses that exceed your initial deposit. Past performance is not indicative of future results. You should carefully consider your financial situation, experience level, and risk tolerance before engaging in trading activities.

This material is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any securities. Any such offer will be made solely by means of the Fund’s private placement memorandum, which contains important information regarding investment objectives, terms, risks, and other material disclosures. Investing involves risk, including the potential loss of principal.

© 2025 Heyalpha LLC. All rights reserved.

Experience the Power of Quantitative Investing

Book a Consultation

Regulations:

Heyalpha LLC serves as the Trading Technology Provider to the Fund and operates in accordance with applicable U.S. securities laws. This is a private offering conducted pursuant to Rule 506(c) of Regulation D under the Securities Act of 1933. Participation is limited to verified accredited investors, and the Manager is permitted to engage in general solicitation to market the offering.

Heyalpha LLC operates as a Strategy Provider in collaboration with Pioneer Asset Management AG (“Pioneer”), a Swiss financial services firm subject to Swiss financial regulations. Pioneer is regulated under the Swiss Financial Institutions Act (FinIA) and operates under the supervision of a self-regulatory organization (SRO) recognized by the Swiss Financial Market Supervisory Authority (FINMA). Pioneer provides investment-related services in accordance with Swiss law.

Risk:

Trading in financial instruments, including foreign exchange (forex), and other derivatives, involves substantial risk and is not suitable for all investors. Leveraged trading carries a high level of risk to your capital and may result in losses that exceed your initial deposit. Past performance is not indicative of future results. You should carefully consider your financial situation, experience level, and risk tolerance before engaging in trading activities.

This material is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any securities. Any such offer will be made solely by means of the Fund’s private placement memorandum, which contains important information regarding investment objectives, terms, risks, and other material disclosures. Investing involves risk, including the potential loss of principal.

© 2025 Heyalpha LLC. All rights reserved.

Experience the Power of Quantitative Investing

Book a Consultation

Regulations:

Heyalpha LLC serves as the Trading Technology Provider to the Fund and operates in accordance with applicable U.S. securities laws. This is a private offering conducted pursuant to Rule 506(c) of Regulation D under the Securities Act of 1933. Participation is limited to verified accredited investors, and the Manager is permitted to engage in general solicitation to market the offering.

Heyalpha LLC operates as a Strategy Provider in collaboration with Pioneer Asset Management AG (“Pioneer”), a Swiss financial services firm subject to Swiss financial regulations. Pioneer is regulated under the Swiss Financial Institutions Act (FinIA) and operates under the supervision of a self-regulatory organization (SRO) recognized by the Swiss Financial Market Supervisory Authority (FINMA). Pioneer provides investment-related services in accordance with Swiss law.

Risk:

Trading in financial instruments, including foreign exchange (forex), and other derivatives, involves substantial risk and is not suitable for all investors. Leveraged trading carries a high level of risk to your capital and may result in losses that exceed your initial deposit. Past performance is not indicative of future results. You should carefully consider your financial situation, experience level, and risk tolerance before engaging in trading activities.

This material is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any securities. Any such offer will be made solely by means of the Fund’s private placement memorandum, which contains important information regarding investment objectives, terms, risks, and other material disclosures. Investing involves risk, including the potential loss of principal.

© 2025 Heyalpha LLC. All rights reserved.